-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Osqn0NOFwzwwg+pueRgfKsuj4Jwza+7I06whCiChciPhImwe5HFwoI2JD8dvXp6Y kWdB5uUiNrEZUXBDBGmHig== 0001072613-06-000807.txt : 20060407 0001072613-06-000807.hdr.sgml : 20060407 20060407111206 ACCESSION NUMBER: 0001072613-06-000807 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060407 DATE AS OF CHANGE: 20060407 GROUP MEMBERS: C. RICHARD KRAMLICH GROUP MEMBERS: CHARLES W. NEWHALL III GROUP MEMBERS: JOHN M. NEHRA GROUP MEMBERS: MARK W. PERRY GROUP MEMBERS: NEA PARTNERS 9, L.P. GROUP MEMBERS: PETER J. BARRIS GROUP MEMBERS: PETER T. MORRIS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE FIBER OPTIC PRODUCTS INC CENTRAL INDEX KEY: 0001122342 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770554122 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60751 FILM NUMBER: 06746869 BUSINESS ADDRESS: STREET 1: 275 GIBRALTAR DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087366900 MAIL ADDRESS: STREET 1: 275 GIBRALTAR DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE FIBER OPTICS PRODUCTS INC DATE OF NAME CHANGE: 20000822 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENTERPRISE ASSOCIATES 9 L P CENTRAL INDEX KEY: 0001102947 IRS NUMBER: 522189689 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1119 ST PAUL STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102440115 FORMER COMPANY: FORMER CONFORMED NAME: NEW ENTERPRISE ASSOCIATES 9 LIMITED PARTNERSHIP DATE OF NAME CHANGE: 20000111 SC 13G/A 1 schedule13g_14227.txt AMENDMENT #5 TO SCHEDULE 13G - ------------------- ----------- CUSIP No. 01868O108 13G Page 1 of 6 - ------------------- ----------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 5 )* Alliance Fiber Optic Products, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.001 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 01868O108 - -------------------------------------------------------------------------------- (CUSIP Number) February 24, 2006 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------- ----------- CUSIP No. 01868O108 13G Page 2 of 6 - ------------------- ----------- Item 1(a). NAME OF ISSUER: Alliance Fiber Optic Products, Inc. Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 275 Gibraltar Drive, Sunnyvale, CA 94089. Item 2(a). NAMES OF PERSONS FILING: New Enterprise Associates 9, Limited Partnership ("NEA 9"); NEA Partners 9, Limited Partnership ("NEA Partners 9"), which is the sole general partner of NEA 9; Peter J. Barris ("Barris"), C. Richard Kramlich ("Kramlich"), Peter T. Morris ("Morris"), John M. Nehra ("Nehra") Charles W. Newhall III ("Newhall") and Mark W. Perry ("Perry") (the "General Partners"). The General Partners are individual general partners of NEA Partners 9. The General Partners, NEA 9 and NEA Partners 9 are referred to individually herein as a "Reporting Person" and collectively as the "Reporting Persons." Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The address of the principal business office of NEA 9, NEA Partners 9, Nehra and Newhall is New Enterprise Associates, 1119 St. Paul Street, Baltimore, Maryland 21202. The address of the principal business office of Kramlich, Morris and Perry is New Enterprise Associates, 2490 Sand Hill Road, Menlo Park, California 94025. The address of the principal business office of Barris is One Freedom Square, 11951 Freedom Drive, Suite 1240, Reston, Virginia 20190. Item 2(c). CITIZENSHIP: Each of NEA 9 and NEA Partners 9 is a limited partnership organized under the laws of the State of Delaware. Each of the General Partners is a United States citizen. Item 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $0.001 par value ("Common Stock"). Item 2(e). CUSIP NUMBER: 01868O108. Item 4. OWNERSHIP. Not applicable. Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Each Reporting Person has ceased to own beneficially five percent (5%) or more of the Issuer's outstanding Common Stock. - ------------------- ----------- CUSIP No. 01868O108 13G Page 3 of 6 - ------------------- ----------- SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: April 7, 2006 NEW ENTERPRISE ASSOCIATES 9, LIMITED PARTNERSHIP By: NEA PARTNERS 9, LIMITED PARTNERSHIP By: * -------------------------- Charles W. Newhall III General Partner NEA PARTNERS 9, LIMITED PARTNERSHIP By: * -------------------------- Charles W. Newhall III General Partner * - --------------------------- Peter J. Barris * - --------------------------- C. Richard Kramlich * - --------------------------- Peter T. Morris * - --------------------------- John M. Nehra * - --------------------------- Charles W. Newhall III - ------------------- ----------- CUSIP No. 01868O108 13G Page 4 of 6 - ------------------- ----------- * - --------------------------- Mark W. Perry *By: /s/ Louis S. Citron ----------------------------------- Louis S. Citron as Attorney-in-Fact This Amendment No. 5 to Schedule 13G was executed by Louis S. Citron pursuant to a Power of Attorney which was filed with the Securities and Exchange Commission on February 11, 2005 in connection with Amendment No. 4 to Schedule 13G for Alliance Fiber Optic Products, Inc., which Power of Attorney is incorporated herein by reference. - ------------------- ----------- CUSIP No. 01868O108 13G Page 5 of 6 - ------------------- ----------- Exhibit 1 --------- AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of Common Stock of Alliance Fiber Optic Products, Inc. EXECUTED as a sealed instrument this 7th day of April, 2006. NEW ENTERPRISE ASSOCIATES 9, LIMITED PARTNERSHIP By: NEA PARTNERS 9, LIMITED PARTNERSHIP By: * -------------------------- Charles W. Newhall III General Partner NEA PARTNERS 9, LIMITED PARTNERSHIP By: * --------------------------- Charles W. Newhall III General Partner * - --------------------------- Peter J. Barris * - --------------------------- C. Richard Kramlich * - --------------------------- Peter T. Morris * - --------------------------- John M. Nehra * - --------------------------- Charles W. Newhall III - ------------------- ----------- CUSIP No. 01868O108 13G Page 6 of 6 - ------------------- ----------- * - --------------------------- Mark W. Perry *By: /s/ Louis S. Citron ----------------------------------- Louis S. Citron as Attorney-in-Fact This Agreement to Amendment No. 5 to Schedule 13G was executed by Louis S. Citron pursuant to a Power of Attorney which was filed with the Securities and Exchange Commission on February 11, 2005 in connection with Amendment No. 4 to Schedule 13G for Alliance Fiber Optic Products, Inc., which Power of Attorney is incorporated herein by reference. -----END PRIVACY-ENHANCED MESSAGE-----